My client is a well known financial institute with offices located across the globe. This organization is widely recognized as the global leader within their respected field and this continued in 2010 with significant growth across EMEA. Due to this expansion and the on-going regulatory obligations of the firm a Senior Compliance position has been created.
Responsibilities include:
• Work closely with senior management and all front office desks and support functions
• Management of central compliance team
• Internal compliance training, exchange and regulatory registrations